FCA v Mark Lyttleton (2016)

Zoe Johnson QC and Tom Broomfield represented the Financial Conduct Authority in the prosecution of a former “star” fund manager at BlackRock.

Zoe and Tom represented the FCA in the prosecution of the EX fund manager at BlackRock. The former fund manager had a great reputation with in the company. The two barristers, advised from an early stage of the investigation to its conclusion with guilty pleas.

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Zoe Johnson KC

Tom Broomfield

Financial Conduct Authority (FCA) fines Barclays £40 million. Tom Broomfield of QEB Hollis Whiteman for the FCA.

The FCA has fined Barclays £40 million in total for its failure to disclose certain...

Stuart Bayes found guilty of insider dealing. Tom Broomfield prosecutes on behalf of FCA

Mr Stuart Bayes was today found guilty of 2 offences of insider dealing, following an 8-week...

Court of Appeal Reserves Judgment in IBOR Conviction Appeals

On Monday 18 March 2024, after three days of legal submissions, the Court of Appeal (Bean and...

The Pension Regulator abandons rare criminal prosecution. Jason Mansell instructed for the defence.

Jason Mansell represented David Boardman who had initially been charged by the Pension...

Jason Mansell leading Kathryn Hughes represent CEO of Sonali Bank (UK) Limited in FCA Proceedings

Jason Mansell and Kathryn Hughes (instructed by Greg Brandman at Eversheds Sutherland...

Selva Ramasamy QC and Tom Broomfield act in major cartel investigation conducted by the Payment Services Regulator

Selva Ramasamy QC and Tom Broomfield represented Sulion Limited in an investigation conducted by...

The Court of Appeal dismisses the appeals of Fabiana Abdel-Malek and Walid Choucair. Tom Broomfield acts for the FCA.

The Court of Appeal dismisses the appeals of Fabiana Abdel-Malek and Walid Choucair who argued...

Barclays Euribor (2019)

Defence of a former Barclays trader accused of manipulating the Euribor rate. The case arose from...

SFO v B & Others (2018)

William Boyce QC and Karen Robinson are instructed to defend one of the Senior Executives of...

SFO v Barclays & Barclays Bank (2018)

Ben FitzGerald secured the dismissal of the charges against Barclays and Barclays Bank in the...

FCA v A Global Bank (2018)

Lucy Kennedy provided direction to an FCA team conducting a vast regulatory and criminal...

R v RR and others (USD LIBOR) (2015 - 2017)

Representing derivatives trader in SFO prosecution for the manipulation of USD LIBOR....

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